Junket Toolkit
Junket Due Diligence Framework
Comprehensive 147-page due diligence system with 110-item interactive checklist for evaluating junket operator partnerships.
The Strategic Impact on Your Department
A 147-page system with a 110-item interactive checklist for evaluating junket partners.
Vet partners before they cost you
A 110-item due-diligence checklist surfaces the red flags in a junket operator's background, finances and structure before you commit.
Document the decision
147 pages of framework give you the defensible record regulators expect for every junket relationship you approve or decline.
Apply one standard to all
Evaluate every operator against the same criteria, so approvals are consistent and bias-free.
Run it without outside consultants
The interactive checklist lets your own team conduct rigorous due diligence in-house.
One-time purchase
- Format
- PDF + Excel
- Delivery
- Instant download
12 months of update notifications.
Overview
The Junket Due Diligence Framework is the most comprehensive resource available for casino operators conducting due diligence on junket operator partnerships. At 147 pages with a 110-item interactive Excel checklist, this framework provides the structure, methodology, and documentation tools required for thorough junket vetting under Macau's Law 16/2022 regulatory environment.
Due diligence on junket operators presents unique challenges: operators are typically privately held, based in multiple jurisdictions, and subject to limited regulatory disclosure. This framework addresses these challenges with a multi-source verification methodology that combines document review, reference checking, regulatory confirmation, on-site assessment, and ongoing monitoring into a coherent due diligence process.
The framework covers all aspects of junket operator evaluation: corporate structure and beneficial ownership, financial health and capital adequacy, regulatory history and licensing status, operational capability and management quality, AML programme maturity, player base characteristics, and risk profile assessment. Each area includes specific verification procedures, document requirements, and red flag indicators.
What's Inside
8 sections of structured content.
Section 1
Corporate Structure & Ownership (18 items)
Due diligence on corporate entity, beneficial ownership identification, group structure mapping, related party analysis, and ownership change tracking procedures.
Section 2
Regulatory & Licensing History (16 items)
Licensing status verification, regulatory violation history, disciplinary actions, sanctions screening, DICJ relationship assessment, and cross-jurisdiction regulatory confirmation.
Section 3
Financial Assessment (20 items)
Financial statement analysis, capital adequacy evaluation, liquidity assessment, revenue quality analysis, debt service capability, and financial projection review.
Section 4
Operational Capability (15 items)
Management team assessment, operational scale evaluation, service delivery standards, technology infrastructure review, and business continuity capability.
Section 5
AML & Compliance Programme (18 items)
AML policy review, CDD implementation assessment, suspicious transaction monitoring capability, staff training evaluation, and compliance culture assessment.
Section 6
Player Base & Portfolio (12 items)
Player quality assessment, credit performance history, player concentration analysis, dispute history, and player retention capability evaluation.
Section 7
Risk Assessment & Scoring (11 items)
Risk identification methodology, scoring framework, risk appetite alignment, and risk-based relationship management procedures.
Tool
110-Item Interactive Checklist
Excel-based comprehensive due diligence checklist with status tracking, risk flagging, document linkage, and automatic risk scoring functionality.
Regulatory alignment
Macau
Law 16/2022
Junket due diligence requirements under amended gaming law
DICJ
Administr Regulation 20/2022
Specific due diligence obligations for junket operator relationships
Macau
Law 2/2006
AML due diligence requirements for junket operations
DICJ
Junket Licensing
Documentation requirements for junket operator authorisation
FATF
Recommendation 22
Designated non-financial businesses and professions due diligence
Why teams choose this
- 📋
110-Item Checklist
Comprehensive coverage of every due diligence requirement.
- ⚖️
Law 16/2022 Compliant
Structured to meet every regulatory due diligence obligation.
- 📊
Interactive Excel Tool
Practical checklist with automatic risk scoring and flagging.
- 📖
147-Page Framework
Detailed methodology for every aspect of junket evaluation.
- 🔍
Multi-Source Approach
Combines document, regulatory, reference, and on-site verification.
- 🛡️
Risk-Based
Risk scoring enables proportionate due diligence intensity.
Built for
Primary audience
- Junket Relationship Directors
- Compliance Directors
- Legal Counsel
Secondary audience
- Risk Managers
- Board Members
- Internal Audit
- Regulatory Affairs
Frequently asked
- How long does a full due diligence take using this framework?
- A comprehensive initial due diligence typically requires 4-6 weeks, depending on junket operator cooperation and jurisdictional complexity. The framework includes procedures for accelerated due diligence on low-risk relationships and enhanced procedures for high-risk or complex cases.
- Can this framework be used for existing junket relationships?
- Yes. The framework includes specific procedures for ongoing due diligence and periodic reassessment of existing relationships, not just initial onboarding.
- Does the framework cover non-Macau junkets?
- While structured for Macau Law 16/2022, the framework methodology applies to junket evaluation in any jurisdiction. Adjust regulatory references for local requirements.
- Is legal review required?
- We recommend review by qualified gaming lawyers before implementation, particularly for the risk scoring methodology and approval authority matrix.
Often paired with
Build out the full junket stack.
Questions about this product? Email editor@surveillanceasia.com.
One-time purchase
- Format
- PDF + Excel
- Delivery
- Instant download
12 months of update notifications.