Compliance Toolkit
AML Compliance Library
Comprehensive AML/CFT reference library with policy templates, regulatory analysis, and practical compliance tools for Macau gaming operations.
What This Means for Your Department's Success
7 policy templates plus practical tools — the documented AML programme inspectors expect.
Stand up a defensible AML programme
7 regulator-tested policy templates cover governance, CDD, monitoring, STR and training — the full programme, ready to customise rather than draft.
Answer the inspector with documents
Every policy is written for Macau gaming and cross-referenced to Law 2/2006, Law 16/2022 and DICJ directives, so your compliance file demonstrates itself.
Free your compliance officers
Skip the months of drafting and reviewing — start from professional language and add only your property-specific detail.
Assess risk with real tools
An Excel risk-assessment workbook and CDD form set turn policy into day-to-day practice your team can run.
One-time purchase
- Format
- PDF + Word + Excel
- Delivery
- Instant download
12 months of update notifications.
Overview
The AML Compliance Library is a comprehensive resource for casino compliance teams responsible for anti-money laundering and counter-terrorist financing programmes in Macau. Spanning multiple volumes with policy templates, regulatory analysis, training materials, and practical tools, this library provides the foundational documentation required for a robust AML/CFT compliance programme.
Macau's AML/CFT framework has evolved significantly with Law 2/2006, subsequent DICJ directives, and the enhanced requirements introduced under Law 16/2022. This library addresses every component of a compliant AML programme: governance and risk assessment, policies and procedures, customer due diligence, transaction monitoring, suspicious activity reporting, record keeping, staff training, and independent audit.
Each policy template is written for Macau gaming operations and includes regulatory cross-references, implementation guidance, and customisation notes. The library enables compliance officers to build or enhance their AML programme with professionally drafted, regulator-tested documentation.
What's Inside
9 sections of structured content.
Policy 1
AML/CFT Programme Policy
Master policy establishing the operator's AML governance framework, risk appetite, programme structure, and board/senior management responsibilities.
Policy 2
Customer Due Diligence Policy
Comprehensive CDD procedures: identification, verification, beneficial ownership, enhanced due diligence triggers, ongoing monitoring, and record keeping requirements.
Policy 3
Transaction Monitoring Policy
Rules-based and behavioural monitoring procedures, threshold settings, alert investigation protocols, and escalation procedures for suspicious activity.
Policy 4
Suspicious Activity Reporting Policy
STR identification, internal reporting procedures, STR preparation and filing, tipping-off prevention, and regulatory notification protocols.
Policy 5
Junket AML Policy
AML requirements specific to junket relationships: due diligence, ongoing monitoring, commission structures, and player source of funds verification.
Policy 6
Record Keeping Policy
Retention requirements, storage standards, retrieval procedures, and destruction protocols compliant with Macau data protection and AML laws.
Policy 7
Staff Training Policy
AML training requirements by role, training content standards, delivery methodology, competency assessment, and training record maintenance.
Tool
Risk Assessment Workbook
Excel-based institutional risk assessment tool covering products, services, customers, jurisdictions, and delivery channels with automatic risk rating calculation.
Tool
CDD Forms & Templates
Customer identification forms, enhanced due diligence templates, source of funds declaration forms, and beneficial ownership verification checklists.
Regulatory alignment
Macau
Law 2/2006
Primary AML/CFT legislation for Macau
DICJ
AML Directives
Gaming-specific AML guidance and requirements
Macau
Law 16/2022
Enhanced AML obligations under amended gaming law
FATF
40 Recommendations
International AML/CFT standards applicable to Macau
Macau
Personal Data Protection Act
Data handling requirements for AML record keeping
Why teams choose this
- 📚
7 Policy Templates
Complete AML programme documentation ready for customisation.
- ⚖️
Macau-Specific
Written for Macau gaming operations, not generic financial services.
- ✏️
Editable Formats
Customise policies to match your operational structure and risk profile.
- 📊
Practical Tools
Excel risk assessment workbook and CDD form templates included.
- ✅
Inspection Ready
Policies structured to demonstrate compliance to DICJ inspectors.
- 🔄
Comprehensive
Covers every AML programme component required by regulation.
Built for
Primary audience
- AML Compliance Officers
- MLROs
- Compliance Directors
Secondary audience
- Risk Managers
- Legal Counsel
- Internal Audit
- Gaming Managers
Frequently asked
- Can these policies be used as-is?
- Policies require customisation with your specific organisational structure, risk appetite, and operational details. They provide the regulatory framework and standard language — you add the property-specific elements.
- How current are the regulatory references?
- All policies are updated for Law 16/2022 and current DICJ directives. Regulatory references are reviewed quarterly and updates are provided to purchasers for 12 months.
- Do these meet FATF standards?
- Yes. The policies are structured to align with FATF 40 Recommendations as applied to casino operations, while addressing Macau-specific regulatory requirements.
- What training is required to implement these policies?
- Compliance officers with AML experience can implement these policies directly. We recommend legal review before board adoption and regulator submission.
Often paired with
Build out the full compliance stack.
Questions about this product? Email editor@surveillanceasia.com.
One-time purchase
- Format
- PDF + Word + Excel
- Delivery
- Instant download
12 months of update notifications.