Part III: Business & Regulation · Gaming Regulation & Compliance

Suitability Investigation

LegalREPORTED

A comprehensive background investigation conducted by gaming regulators to determine whether an applicant for a gaming license (or a licensee’s key employees, directors, or significant shareholders) meets the integrity, honesty, and financial responsibility standards required to participate in the gaming industry. Suitability investigations typically involve criminal background checks, financial history reviews, credit checks, review of litigation history, verification of professional qualifications, and interviews with the applicant and references. The standard for suitability is high, and any material association with unsuitable persons or entities can result in denial.

One entry from the Casino Industry Glossary, 1,090 terms written for surveillance, compliance and operations professionals rather than for players. Definitions describe industry usage; where a term carries a regulatory meaning, verify against the instrument that governs your jurisdiction.